AUTONOMOUS SANCTIONS BILL 2010

i Autonomous Sanctions Bill 2010 No. , 2010

Contents

Part 1--Preliminary

1 Short

title

...........................................................................................

2 Commencement

.................................................................................

Purposes of this Act ........................................................................... 2

4 Definitions

.........................................................................................

Specifying a Commonwealth entity as a designated

Commonwealth entity ........................................................................ 4

Specifying a provision as a sanction law ........................................... 4

Extension to external Territories ........................................................ 4

Act binds the Crown .......................................................................... 4

9 Relationship

with

other laws .............................................................. 4

Part 2--Regulations to provide for sanctions

Division 1--Making and effect of regulations

Regulations may apply sanctions ....................................................... 5

Regulations may have extraterritorial effect ...................................... 5

Effect of regulations on earlier Commonwealth Acts and on

State and Territory laws ..................................................................... 6

Later Acts not to be interpreted as overriding this Part or the

regulations ......................................................................................... 6

Division 2--Enforcing the regulations

14 Injunctions

.........................................................................................

Invalidation of authorisations ............................................................ 7

Part 3--Offences relating to sanctions

16 Offence--contravening a sanction law .............................................. 9

Offence--false or misleading information given in

connection with a sanction law ........................................................ 10

Part 4--Information relating to sanctions

CEO of Commonwealth entity may give information or

document on request by CEO of designated Commonwealth

entity ................................................................................................ 12

Power to require information or documents to be given .................. 12

Information may be required to be given on oath ............................ 13

Offence for failure to comply with requirement .............................. 13

22 Self-incrimination

not an excuse ..................................................... 13

CEO may copy documents .............................................................. 14

Further disclosure and use of information and documents .............. 14

25 Protection

from liability ................................................................... 15

Part 1 Preliminary

Section 2

2 Autonomous Sanctions Bill 2010 No. , 2010

2 Commencement

This Act commences on the day after this Act receives the Royal

Assent.

3 Purposes of this Act

The main purposes of this Act are to:

(a) provide for autonomous sanctions; and

(b) provide for enforcement of autonomous sanctions (whether

applied under this Act or another law of the Commonwealth);

and

to the administration of autonomous sanctions (whether

applied under this Act or another law of the Commonwealth).

4 Definitions

In this Act:

asset means:

(a) an asset of any kind or property of any kind, whether tangible

or intangible, movable or immovable, however acquired; and

(b) a legal document or instrument in any form (including

electronic or digital) evidencing title to, or interest in, such an

asset or such property.

Note:

Some examples of documents and instruments described in

paragraph (b) are bank credits, travellers cheques, bank cheques,

money orders, shares, securities, bonds, debt instruments, drafts and

letters of credit.

Australia, when used in a geographical sense, includes the external

Territories.

autonomous sanction means a sanction that:

(a) is intended to influence, directly or indirectly, one or more of

the following in accordance with Australian Government

policy:

(i) a foreign government entity;

(ii) a member of a foreign government entity;

Preliminary Part 1

Section 4

Autonomous Sanctions Bill 2010 No. , 2010 3

(iii) another person or entity outside Australia; or

(b) involves the prohibition of conduct in or connected with

Australia that facilitates, directly or indirectly, the

engagement by a person or entity described in

subparagraph (a)(i), (ii) or (iii) in action outside Australia

that is contrary to Australian Government policy.

CEO of a Commonwealth entity means the chief executive officer

(however described) of that entity.

Commonwealth entity means:

(a) an Agency (within the meaning of the Financial

Management and Accountability Act 1997); or

(b) a Commonwealth authority (within the meaning of the

Commonwealth Authorities and Companies Act 1997).

designated Commonwealth entity means a Commonwealth entity

that:

(a) is a designated Commonwealth entity under the Charter of

the United Nations Act 1945; or

(b) is specified in an instrument under section 5.

foreign government entity means:

(a) the government of a foreign country or of part of a foreign

country; or

(b) an authority of the government of a foreign country; or

officer of a Commonwealth entity includes:

(a) the CEO of the Commonwealth entity; and

(b) an employee of the Commonwealth entity; and

under contract or otherwise, to exercise powers, or perform

duties or functions, of the Commonwealth entity.

public international organisation has the meaning given by

section 70.1 of the Criminal Code.

sanction law means a provision that is specified in an instrument

under subsection 6(1).

Part 1 Preliminary

Section 5

4 Autonomous Sanctions Bill 2010 No. , 2010

State or Territory entity means:

(a) a State or Territory; or

(b) an authority of a State or Territory.

superior court means the Federal Court of Australia or the

Supreme Court of a State or Territory.

5 Specifying a Commonwealth entity as a designated

Commonwealth entity

The Minister may by legislative instrument specify a

Commonwealth entity as a designated Commonwealth entity.

6 Specifying a provision as a sanction law

(1) For a purpose stated in section 3, the Minister may by legislative

instrument specify a provision of a law of the Commonwealth as a

sanction law.

(2) The Minister may specify a provision in relation to particular

circumstances.

7 Extension to external Territories

This Act extends to every external Territory.

8 Act binds the Crown

(1) This Act binds the Crown in each of its capacities.

(2) This Act does not make the Crown liable to be prosecuted for an

offence.

9 Relationship with other laws

This Act does not limit the operation of other laws of the

Commonwealth so far as they operate to provide for autonomous

sanctions or operate in relation to autonomous sanctions.

Regulations to provide for sanctions Part 2

Making and effect of regulations Division 1

Section 10

Autonomous Sanctions Bill 2010 No. , 2010 5

Part 2--Regulations to provide for sanctions

Division 1--Making and effect of regulations

10 Regulations may apply sanctions

(1) The regulations may make provision relating to any or all of the

following:

(a) proscription of persons or entities (for specified purposes or

more generally);

(b) restriction or prevention of uses of, dealings with, and

making available of, assets;

goods or services;

(d) restriction or prevention of the procurement of goods or

services;

(e) provision for indemnities for acting in compliance or

purported compliance with the regulations;

(f) provision for compensation for owners of assets that are

affected by regulations relating to a restriction or prevention

described in paragraph (b).

(2) Before the Governor-General makes regulations for the purposes of

subsection (1), the Minister must be satisfied that the proposed

regulations:

(a) will facilitate the conduct of Australia's relations with other

countries or with entities or persons outside Australia; or

(b) will otherwise deal with matters, things or relationships

outside Australia.

(3) Despite subsection 14(2) of the Legislative Instruments Act 2003,

regulations made for the purposes of subsection (1) may make

provision in relation to a matter by applying, adopting or

incorporating any matter contained in an instrument or other

writing as in force or existing from time to time.

11 Regulations may have extraterritorial effect

(1) The regulations may be expressed to have extraterritorial effect.

Part 2 Regulations to provide for sanctions

Division 1 Making and effect of regulations

Section 12

6 Autonomous Sanctions Bill 2010 No. , 2010

(2) If they are so expressed, they have effect accordingly, and so does

Division 2 of this Part.

12 Effect of regulations on earlier Commonwealth Acts and on State

and Territory laws

The regulations have effect despite:

(a) an Act enacted before the commencement of this section; or

(b) an instrument made under such an Act (including such an

instrument made at or after that commencement); or

(d) an instrument made under such a law.

13 Later Acts not to be interpreted as overriding this Part or the

regulations

(1) An Act enacted at or after the commencement of this section is not

to be interpreted as:

(a) amending or repealing, or otherwise altering the effect or

operation of, a provision of this Part or of the regulations; or

(b) authorising the making of an instrument amending or

repealing, or otherwise altering the effect or operation of, a

provision of this Part or of the regulations.

(2) Subsection (1) does not affect the interpretation of an Act so far as

that Act provides expressly for that Act, or for an instrument made

under that Act, to have effect despite this Act, despite the

regulations, or despite a specified provision of this Act or of the

regulations.

Regulations to provide for sanctions Part 2

Enforcing the regulations Division 2

Section 14

Autonomous Sanctions Bill 2010 No. , 2010 7

Division 2--Enforcing the regulations

14 Injunctions

(1) If a person has engaged, is engaging, or proposes to engage, in

conduct involving a contravention of the regulations, a superior

court may by order grant an injunction restraining the person from

engaging in the conduct.

Note:

Contravention of the regulations may also be an offence against

section 16.

(2) An injunction may be granted only on application by the

Attorney-General.

(3) On an application, the court may grant an injunction by consent of

all parties to the proceedings, whether or not the court is satisfied

that subsection (1) applies.

(4) A superior court may grant an interim injunction pending its

determination of an application.

(5) A court is not to require the Attorney-General or anyone else to

give an undertaking as to damages, as a condition of granting an

interim injunction.

(6) A court may discharge or vary an injunction it has granted.

(7) The power to grant or vary an injunction restraining a person from

engaging in conduct may be exercised:

(a) whether or not it appears to the court that the person intends

to engage again, or to continue to engage, in such conduct;

and

(b) whether or not the person has previously engaged in such

conduct.

15 Invalidation of authorisations

An authorisation (however described) granted under the

regulations is taken never to have been granted if information

contained in, or information or a document accompanying, the

application for the authorisation:

Offences relating to sanctions Part 3

Section 16

Autonomous Sanctions Bill 2010 No. , 2010 9

Part 3--Offences relating to sanctions

16 Offence--contravening a sanction law

Individuals

(1) An individual commits an offence if:

(a) the individual engages in conduct; and

(b) the conduct contravenes a sanction law.

(2) An individual commits an offence if:

(a) the individual engages in conduct; and

(b) the conduct contravenes a condition of an authorisation

(however described) under a sanction law.

Example: An example of an authorisation is a licence, permission, consent or

approval.

(3) An offence against subsection (1) or (2) is punishable on

conviction by imprisonment for not more than 10 years, a fine not

exceeding the amount worked out under subsection (4), or both.

(4) For the purposes of subsection (3), the amount is:

(a) if the contravention involves a transaction or transactions the

value of which the court can determine--whichever is the

greater of the following:

(i) 3 times the value of the transaction or transactions;

(ii) 2,500 penalty units; or

(b) otherwise--2,500 penalty units.

Bodies corporate

(5) A body corporate commits an offence if:

(a) the body corporate engages in conduct; and

(b) the conduct contravenes a sanction law.

(6) A body corporate commits an offence if:

(a) the body corporate engages in conduct; and

Part 3 Offences relating to sanctions

Section 17

10 Autonomous Sanctions Bill 2010 No. , 2010

(b) the conduct contravenes a condition of an authorisation

(however described) under a sanction law.

Example: An example of an authorisation is a licence, permission, consent or

approval.

(7) Subsection (5) or (6) does not apply if the body corporate proves

that it took reasonable precautions, and exercised due diligence, to

avoid contravening that subsection.

Note:

The body corporate bears a legal burden in relation to the matter in

subsection (7): see section 13.4 of the Criminal Code.

(8) An offence against subsection (5) or (6) is an offence of strict

liability.

Note:

For strict liability, see section 6.1 of the Criminal Code.

(9) An offence against subsection (5) or (6) is punishable on

conviction by a fine not exceeding:

(a) if the contravention involves a transaction or transactions the

value of which the court can determine--whichever is the

greater of the following:

(i) 3 times the value of the transaction or transactions;

(ii) 10,000 penalty units; or

(b) otherwise--10,000 penalty units.

Definition

(10) In this section:

engage in conduct means:

(a) do an act; or

(b) omit to perform an act.

17 Offence--false or misleading information given in connection

with a sanction law

(1) A person commits an offence if:

(a) the person gives information or a document to a

Commonwealth entity; and

(b) the information or document is given in connection with the

administration of a sanction law; and

Offences relating to sanctions Part 3

Section 17

Autonomous Sanctions Bill 2010 No. , 2010 11

(i) is false or misleading; or

(ii) omits any matter or thing without which the information

or document is misleading.

Penalty: Imprisonment for 10 years, 2,500 penalty units or both.

(2) A person (the first person) commits an offence if:

(a) the first person gives information or a document to another

person; and

(b) the first person is reckless as to whether the other person or

someone else will give the information or document to a

Commonwealth entity in connection with the administration

of a sanction law; and

(i) is false or misleading; or

(ii) omits any matter or thing without which the information

or document is misleading.

Penalty: Imprisonment for 10 years, 2,500 penalty units or both.

(3) Subsection (1) or (2) does not apply:

(a) as a result of subparagraph (1)(c)(i) or (2)(c)(i) if the

information or document is not false or misleading in a

material particular; or

(b) as a result of subparagraph (1)(c)(ii) or (2)(c)(ii) if the

information or document did not omit any matter or thing

without which the information or document is misleading in a

material particular.

Note:

A defendant bears an evidential burden in relation to the matter in

subsection (3): see subsection 13.3(3) of the Criminal Code.

Geographical application of offences

(4) Section 15.1 of the Criminal Code (extended geographical

jurisdiction--category A) applies to an offence against

subsection (1) or (2).

Part 4 Information relating to sanctions

Section 18

12 Autonomous Sanctions Bill 2010 No. , 2010

Part 4--Information relating to sanctions

18 CEO of Commonwealth entity may give information or

document on request by CEO of designated

Commonwealth entity

(1) The CEO (the designated CEO) of a designated Commonwealth

entity may request the CEO (the requested CEO) of a

Commonwealth entity to give the designated CEO specified

information or documents for a purpose directly related to the

administration of a sanction law.

(2) The requested CEO may comply with the request, despite any

other law of the Commonwealth, a State or a Territory.

19 Power to require information or documents to be given

(1) The CEO of a designated Commonwealth entity may, for the

purpose of determining whether a sanction law has been or is being

complied with, give a person a written notice requiring the person

to do either or both of the following:

(a) to give the CEO information of the kind, by the time and in

any manner or form, specified in the notice;

(b) to give the CEO documents of the kind, by the time and in

any manner, specified in the notice.

(2) The person must comply with the notice despite any other law of

the Commonwealth, a State or a Territory.

(3) The time specified in the notice must be reasonable.

(4) The person may, before the time specified in the notice, request the

CEO to extend the time by which the information or documents

must be given.

(5) The CEO may, by written notice given to the person, vary the

notice under subsection (1) to specify a later time by which the

information or documents must be given.

Information relating to sanctions Part 4

Section 20

Autonomous Sanctions Bill 2010 No. , 2010 13

(6) Subsection (5) does not limit the application of subsection 33(3) of

the Acts Interpretation Act 1901 in relation to a notice under

subsection (1).

Note:

Subsection 33(3) of the Acts Interpretation Act 1901 deals with

revocation and variation etc. of instruments.

(7) Subsection (1) does not apply if:

(a) the person is the Commonwealth or a Commonwealth entity;

(b)

the

person:

(i) is, or has at any time been, an officer of a

Commonwealth entity; and

(ii) obtained or generated the information or document in

the course of carrying out his or her duties as an officer

of the Commonwealth entity.

20 Information may be required to be given on oath

The CEO may require the information to be verified by, or given

on, oath or affirmation that the information is true.

21 Offence for failure to comply with requirement

(1) A person commits an offence if:

(a) the person has been given a notice under section 19; and

(b) the person does not comply with the notice.

Penalty: Imprisonment for 12 months.

(2) Section 15.1 of the Criminal Code (extended geographical

jurisdiction--category A) applies to an offence against

subsection (1).

22 Self-incrimination not an excuse

(1) An individual is not excused from giving information or a

document under section 19 on the ground that the information, or

the giving of the document, might tend to incriminate the

individual or otherwise expose the individual to a penalty or other

liability.

Part 4 Information relating to sanctions

Section 23

14 Autonomous Sanctions Bill 2010 No. , 2010

(2) However, neither the information given nor the giving of the

document is admissible in evidence against the individual in any

criminal proceedings, or in any proceedings that would expose the

individual to a penalty, other than proceedings for an offence

against:

(a) section 17 (false or misleading information given in

connection with a sanction law); or

(b) section 21 (failure to comply with requirement to give

information or document).

23 CEO may copy documents

If a person gives a document to the CEO of a designated

Commonwealth entity under section 19, the CEO:

(a) may take and keep a copy of the document; and

(b) must return the document to the person within a reasonable

time.

24 Further disclosure and use of information and documents

Disclosure and use of information etc. within entity

(1) An officer of a designated Commonwealth entity may do any of

the following for a purpose connected with the administration of a

sanction law:

(a) copy, make a record of or use any information or document;

(b) disclose any information, or give any document, to another

officer of that entity.

Disclosure outside of entity

(2) A CEO of a designated Commonwealth entity may disclose any

information or give any document to any of the following for a

purpose connected with the administration of a sanction law:

(a) a Minister of the Commonwealth, a State or a Territory;

(b) the CEO of another Commonwealth entity;

(d) a foreign government entity;

(e) a public international organisation;

Information relating to sanctions Part 4

Section 25

Autonomous Sanctions Bill 2010 No. , 2010 15

(f) a person or entity specified in an instrument under

subsection (3).

(3) The Minister may by legislative instrument specify a person or

entity for the purposes of paragraph (2)(f).

(4) A CEO of a designated Commonwealth entity may disclose

information under subsection (2) only if the CEO is satisfied that

the recipient of the disclosure will not disclose the information to

anyone else without the CEO's consent.

(5) Subsection (2) has effect subject to subsection (4).

Relationship with other laws

(6) Subsections (1) and (2) apply despite:

(a) a law of the Commonwealth other than this section; and

(b) a law of a State or a Territory.

25 Protection from liability

(1) A person who, in good faith, gives, discloses, copies, makes a

record of or uses information or a document under section 18, 19,

23 or 24 is not liable:

(a) to any proceedings for contravening any other law because of

that conduct; or

(b) to civil proceedings for loss, damage or injury of any kind

suffered by another person or entity because of that conduct.

(2) Subsection (1) does not prevent the person from being liable to a

proceeding for conduct of the person that is revealed by the

information or document.

26 Retention of records and documents

(1) A person who applies for an authorisation (however described)

under a sanction law must retain any records or documents relating

to that application for the period of 5 years beginning on:

(a) if the authorisation was granted--the last day on which an

action to which the authorisation relates was done; or

Part 4 Information relating to sanctions

Section 27

16 Autonomous Sanctions Bill 2010 No. , 2010

(b) if the authorisation was not granted--the day on which the

application was made.

Example: An example of an authorisation is a licence, permission, consent or

approval.

(2) A person who is granted an authorisation (however described)

under a sanction law must retain any records or documents relating

to the person's compliance with any conditions to which the

authorisation is subject for the period of 5 years beginning on the

last day on which an action to which the authorisation relates was

done.

Note:

A person may commit an offence if the person fails to give under

section 19 a record or document that is required to be retained under

this section: see section 21.

27 Delegation

(1) The CEO of a Commonwealth entity may by written instrument

delegate all or any of his or her powers or functions under this Part

to:

(a) an SES employee or acting SES employee of the entity; or

(b) an employee of the entity of equivalent rank to an SES

employee.

(2) In exercising powers or performing functions delegated under

subsection (1), the delegate must comply with any directions of the

CEO.

Commonwealth of Australia Bills

AUTONOMOUS SANCTIONS BILL 2010