Commonwealth of Australia Explanatory Memoranda

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EXPORT CONTROL AMENDMENT (STREAMLINING ADMINISTRATIVE PROCESSES) BILL 2022

                                   2022-2023




    THE PARLIAMENT OF THE COMMONWEALTH OF AUSTRALIA




                                    SENATE




EXPORT CONTROL AMENDMENT (STREAMLINING ADMINISTRATIVE
                 PROCESSES) BILL 2022




         ADDENDUM TO THE EXPLANATORY MEMORANDUM




 (Circulated by authority of the Minister for Agriculture, Fisheries and Forestry,
                         Senator the Hon. Murray Watt)


EXPORT CONTROL AMENDMENT (STREAMLINING ADMINISTRATIVE PROCESSES) BILL 2022 The purpose of this addendum is to provide additional clarifying material for the Export Control Amendment (Streamlining Administrative Processes) Bill 2022 (the Bill). This addendum responds to a request of the Parliamentary Joint Committee on Human Rights (the Committee) in its Report No. 2 of 2023, dated 8 March 2023. The addendum provides additional detail to reflect the information provided to the Committee by the Minister for Agriculture, Fisheries and Forestry on 21 February 2023. SCHEDULE 1 - INFORMATION MANAGEMENT Export Control Act 2020 Background 1. At the end of paragraph 13 on page 6 of the Explanatory Memorandum, insert: The amendments outlined in the Bill align with similar changes to the Biosecurity Act 2015 (the Biosecurity Act) agreed to by the Parliament in passing the Biosecurity Amendment (Strengthening Biosecurity) Act 2022 in November 2022. The Biosecurity Act is another key Act regulating the supply chain and administered by the department, and alignment across these authorisations provides consistency and predictability for stakeholders. These amendments are also consistent with the way information sharing regimes are framed in other legislation, for example the Hazardous Waste (Regulation of Exports and Imports) Act 1989 and the Industrial Chemicals Act 2019. Item 12 Part 3 of Chapter 11 2. At the end of paragraph 52 on page 11 of the Explanatory Memorandum, insert: For example, an approved auditor who has collected information in conducting an audit (which is a function or duty under the Act) may share that information with administrative staff who are assisting the approved auditor to carry out their function of providing an audit report. 3. In paragraph 59 on page 12 of the Explanatory Memorandum, after the words 'the Minister's portfolio.', insert: This allows for best practice and streamlined information sharing, and by definition limits the persons to whom disclosure of relevant information is allowed, as there must be a clear connection between the disclosure and the specific legislative purpose of the relevant Act. This authorisation would, for example, enable information that is collected in the course of performing a function under the Act that may be relevant to the administration of the Biosecurity Act, such as information relating to a pest incursion, to be efficiently shared for the purposes of managing the incursion under that Act. 4. In paragraph 71 on page 14 of the Explanatory Memorandum, after the words 'enforcement of Australian laws.', insert: 1


This would better enable enforcement decisions to be informed by proper investigation of differing, intersecting issues and information, before an effective enforcement decision can be made. Under new section 393, where information is proposed to be disclosed to a State or Territory body or a police force or police service of a State or Territory, an agreement is required to be in place between the Commonwealth and that body, in which the relevant body has undertaken not to use or further disclose the information except in accordance with that agreement. This enhances certainty as to the use and onward disclosure of the information provided. When entering into an agreement, one of the matters which is expected to be considered by an entrusted person is whether the entity to whom the relevant information will be disclosed has appropriate processes in place to protect that information. 5. At the end of paragraph 76 on page 15 of the Explanatory Memorandum, insert: When entering into an agreement, it is intended that one of the matters which should be considered by an entrusted person is whether the individual or entity to whom the relevant information will be disclosed has appropriate processes in place to protect that information. 6. At the end of paragraph 94 on page 17 of the Explanatory Memorandum, insert: It is also intended that, when entering into an agreement, one of the matters which should be considered by an entrusted person is whether the entity to whom the relevant information will be disclosed has appropriate processes in place to protect that information. 7. At the end of paragraph 98 on page 18 of the Explanatory Memorandum, insert: New section 397D does not limit to whom any such disclosures may be made, as flexibility under the authorisation is necessary and reasonable in responding to circumstances in which a severe and immediate threat exists. It is anticipated that this authorisation will be used rarely, as there is a high threshold that must be met in order to rely on this authorisation - that is, that there is a severe and immediate threat which either relates to exports or has the potential to cause harm on a nationally significant scale. 8. At the end of paragraph 99 on page 18 of the Explanatory Memorandum, insert: As the power is given to the Secretary and cannot be subdelegated below SES level, this provides a safeguard on the exercise of this power. STATEMENT OF COMPATIBILITY WITH HUMAN RIGHTS Assessment of Compatibility with Human Rights Prohibition on arbitrary interference with privacy (Article 17 of the ICCPR) 9. On page 62 of the Explanatory Memorandum, after the words "appropriate protections are in place for any personal information.", insert the following paragraphs: 2


The kinds of personal information that may be used and disclosed pursuant to the proposed authorisations is constrained by the operation of the Act, whereby relevant information is limited to information collected for the purposes of performing functions or duties, or exercising powers, under the Act. This may include information used to meet obligations or requirements under the Act, such as personal information contained in applications or other submissions under the Act. The types of personal information collected may include, but is not limited to, an applicant's name; address; business associates; details of intended export operations; previous convictions; or orders to pay a pecuniary penalty under relevant legislation. Relevant information that is also personal information may be used or disclosed to other Commonwealth entities under new section 391 (disclosures to Commonwealth entities) or 393 (disclosure for the purposes of law enforcement), for example in circumstances where export information is requested in support of investigating suspected criminal activity or undertaking surveillance operations. For example, the Australian Federal Police or Australian Border Force may request personal information from the department relating to an exporter or export operations, in specific cases concerning a port of export, or an export vessel that may be under suspicion. These entities may request information relating to any prior convictions, as well as known business associates or interests. The Bill contains safeguards to ensure that any limitations on the right to privacy are reasonable, necessary, and proportionate to meeting the legitimate objective of supporting the management of the export control framework and for the effective operation and enforcement of the Act. 10. On page 62 of the Explanatory Memorandum, after the words 'impose specific measures to', insert 'limit or'. 11. On page 62 of the Explanatory Memorandum, after the words 'policy development or data analysis', insert ', and to otherwise minimise the amount of personal information disclosed'. 12. On page 62 of the Explanatory Memorandum, after the words "certain personal information.", insert the following paragraphs: Further to the safeguards identified above, there would also be additional protections located outside of the Bill, which would operate to protect personal information used or disclosed under the proposed authorisations. For example, an agreement between the Commonwealth and a State or Territory body may sometimes prohibit the onward disclosure of information or require that information may only be used for a specific purpose, while in other situations the agreement may impose limitations on onward use or disclosure rather than prohibitions. In some circumstances, it may be clear that the relevant State or Territory legislative framework already sufficiently governs the onward use and disclosure of the information, making it unnecessary to impose restrictions as part of the agreement. It would not be possible and practical to impose all these requirements in the Bill itself because flexibility is required in their application to recognise where there are appropriate protections and address circumstances where further protection is warranted. 3


Similarly, whether conditions should be placed on the use and onward disclosure of relevant information, and if so, the specific conditions that are required, need to be adapted to the particular circumstances of the initial disclosure and are not limited to specific conditions set out in the Bill. For example, where information is being disclosed to another Commonwealth officer for the purposes of the Biosecurity Act, the use or disclosure of that information would be governed by the equivalent information management provisions in that Act and further conditions would be unnecessary. Further, disclosures to other Commonwealth entities would be governed by the Privacy Act and unauthorised disclosure that could cause harm may breach existing offence provisions in the Criminal Code. Where a disclosure to a person outside the Commonwealth is made, there may already be arrangements in place, for example, by way of conditions imposed through an instrument of authorisation made under section 291 of the Act. In addition, the department maintains robust policies and procedures to protect any personal information which it holds, as documented in the department's Privacy Policy at agriculture.gov.au/about/commitment/privacy. As part of these processes, personal information is held in accordance with the collection and security requirements of the Australian Privacy Principles, the department's policies and procedures and the Australian Government Protective Security Policy Framework. Should personal information held by the department be subject to unauthorised access or disclosure, the department has procedures in place to assess the incident and mitigate any harm that may have been caused and considers the incident in accordance with its responsibilities under the Privacy Act and requirements under the Notifiable Data Breach Scheme to notify the Office of the Australian Information Commissioner of any potential eligible data breaches. Other relevant departmental policies and procedures, which can be implemented on a case by-case basis, include the following: • application of additional restrictions, including via protective marking, to limit the clearance level for access of personal information; • notifying particular affected parties of a particular disclosure or use, if appropriate; • entering into agreements with other parties, which as noted above is required for certain authorisations, will set out use, handling and storage requirements of personal information; and • ensuring the storage of personal information meets best practice protocols and is in line with Commonwealth record-keeping obligations. 13. This additional material explains why the proposed authorisations are appropriately justified and the additional safeguards that would operate to protect personal information that is used or disclosed under such authorisations. This reflects the information provided to the Committee by the Minister for Agriculture, Fisheries and Forestry on 21 February 2023, and responds to a request of the Committee in its Report No. 2 of 2023. 4


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