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2022-2023 THE PARLIAMENT OF THE COMMONWEALTH OF AUSTRALIA SENATE PUBLIC INTEREST DISCLOSURE AMENDMENT (REVIEW) BILL 2022 SUPPLEMENTARY EXPLANATORY MEMORANDUM Amendments to be Moved on Behalf of the Government (Circulated by authority of the Attorney-General, the Hon Mark Dreyfus KC MP)Index] [Search] [Download] [Bill] [Help]AMENDMENTS TO THE PUBLIC INTEREST DISCLOSURE AMENDMENT (REVIEW) BILL 2022 (Government) GENERAL OUTLINE 1. The primary purpose of these amendments to the Public Interest Disclosure Amendment (Review) Bill 2022 ('the Bill') is to provide greater clarity around the operation of the amendments which would exclude 'personal work-related conduct' from the scope of disclosable conduct under the Public Interest Disclosure Act 2013 (Cth) (PID Act). The proposed amendments would go further than recommendations 1 and 2 of the Senate Standing Committee on Legal and Constitutional Affairs ('the Senate Committee') report in its inquiry into the Bill ('the Senate Committee Report') to address key issues raised in the Senate Committee report, informed by submissions and testimonies made to the Senate Committee inquiry into the Bill. 2. In summary, these amendments would: • insert an avoidance of doubt provision to make clear that the exclusion of 'personal work-related conduct' from the definition of disclosable conduct in new subsection 29(2A) would operate to exclude only personal work-related conduct, and • insert an avoidance of doubt provision to clarify how the allocation provision in subsection 43(4) applies where there are multiple instances of conduct disclosed, including both disclosable conduct and personal work-related conduct. 3. These amendments would also amend proposed new section 43 to require an authorised officer to notify a discloser of any other course of action that might be available to them where the disclosure is not allocated under paragraph 43(4)(a) - that is, because there is no reasonable basis on which the disclosure could be considered an internal disclosure under the PID Act. FINANCIAL IMPACT 4. There are no financial impacts associated with these amendments. 2
STATEMENT OF COMPATIBILITY WITH HUMAN RIGHTS Public Interest Disclosure Amendment (Review) Bill 2022 1. The amendments to the Bill are compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011. Overview of the Bill 2. The primary purpose of these amendments to the Public Interest Disclosure Amendment (Review) Bill 2022 ('the Bill') is to provide greater clarity around the operation of the amendments which would exclude 'personal work-related conduct' from the scope of disclosable conduct under the Public Interest Disclosure Act 2013 (Cth) (PID Act). The proposed amendments would go further than recommendations 1 and 2 of the Senate Standing Committee on Legal and Constitutional Affairs ('the Senate Committee') report of its inquiry into the Bill ('the Senate Committee Report') to address key issues raised in the Senate Committee report, informed by submissions and testimonies made to the Senate Committee inquiry into the Bill. 3. In summary, these amendments would: • insert an avoidance of doubt provision to make clear that the exclusion of 'personal work-related conduct' from the definition of disclosable conduct in new subsection 29(2A) would operate to exclude only personal work-related conduct, and • insert an avoidance of doubt provision to clarify how the allocation provision in subsection 43(4) applies where there are multiple instances of conduct disclosed, including both disclosable conduct and personal work-related conduct. 4. These amendments would also amend proposed new section 43 to require an authorised officer to notify a discloser of any other course of action that might be available to them where the disclosure is not allocated under paragraph 43(4)(a) - that is, because there is no reasonable basis on which the disclosure could be considered an internal disclosure under the PID Act. Human rights implications The right to work and rights in work, contained in articles 6(1), 7 and 8(1)(a) of the ICESCR 5. The amendments to the Bill engage the right to work and rights in work are contained in articles 6(1), 7 and 8(1)(a) of the ICESCR. The right encompasses the right not to be unjustly deprived of work, or be subject to unfair dismissal. 6. Part 1 of the Bill would make amendments to focus the PID Act on significant integrity wrongdoing, by removing 'personal work-related conduct' from the scope of disclosable conduct under the PID Act (see items 1 to 4 of Part 1 of Schedule 1). These amendments would necessarily limit instances in which public officials can pursue a matter under the PID Act, including receiving protections from reprisal 3
actions, such as unfair dismissal (see item 88 of Part 7 of Schedule 1, item 3 of part 1 of Schedule 1 and item 15 of Schedule 2). 7. Amendments 1 and 2 would include two new avoidance of doubt provisions to make clear that the 'personal work-related conduct' exclusion from the scope of disclosable conduct in subsection 29(2) operates to exclude only personal work-related conduct from the scope of the PID Act. 8. The amendments would provide greater clarity as to the intended operation of the amendments in items 1 to 4 of Part 1 of Schedule 1 of the PID Bill. As such, they would not have any additional impact on the right to work and rights in work. The human rights implications of the substantive amendments in Part 1 of Schedule 1 of the PID Bill are addressed in the statement of compatibility for the Bill. However, for the reasons discussed below, any limitations on the right to work and rights in work caused by these provisions are reasonable, proportionate and necessary to achieve a legitimate objective. Reasonable, proportionate and necessary to achieve a legitimate objective 9. Recommendation 5 of the Moss Review stated that the PID Act should be amended to focus on wrongdoing such as fraud, serious misconduct, and corrupt conduct in order to achieve its intended integrity and accountability aims. 10. Removing solely 'personal work-related conduct' from the PID Act is necessary to achieve the legitimate purpose of re-focusing the PID Act on integrity related wrongdoing. This approach is not to suggest that agencies should ignore other forms of wrongdoing or workplace conflict but recognises that the majority of personal work-related conduct is more appropriately dealt with through other processes, including existing dispute resolution processes within agencies. 11. This exclusion is also appropriately tailored and reasonable, as solely personal work-related conduct would still fall within the PID Act's remit if it relates to reprisal action, or if the conduct is of such a significant nature that it would undermine public confidence in an agency or has other significant implications for an agency. This ensures serious personal work-related conduct, such as terminating a staff member's employment as punishment for making a disclosure, would still fall within the scope of the PID Act. 12. Amendments 1 and 2 make clear on the face of the PID Act, that only 'personal work-related conduct' is excluded from the scope of disclosable conduct by subsection 29(2A). The existing measures in the Bill already have this effect, however these amendments would make clear on the face of the PID Act that a disclosure of information that tends to show disclosable conduct is not prevented from being a public interest disclosure only because it also contains personal work-related conduct. As a consequence, the protections from reprisal, including unfair dismissal, would apply where a disclosure contains at least one instance of disclosable conduct. 13. Accordingly, these amendments ensure that the exclusion of 'personal work-related conduct' is appropriately tailored and reasonable, as it does not extend beyond what 4
is necessary to achieve the legitimate purpose of re-focusing the PID Act on integrity wrongdoing. Conclusion 14. The proposed amendments are compatible with the applicable human rights and freedoms. 15. The Bill as amended is compatible with the applicable human rights and freedoms as provided for in the Explanatory Memorandum to the Bill. 5
NOTES ON AMENDMENTS Amendments 1 and 2--'personal work-related conduct' 1. Amendments 1 and 2 would address concerns raised in the Senate Committee inquiry into the Bill regarding the proposed exclusion of 'personal work-related conduct' from disclosable conduct under the PID Act in Part 1 of Schedule 1 of the Bill. In particular, a number of submissions identified concerns with how the proposed exclusion would apply to disclosures which contain both personal work-related conduct and other disclosable conduct. 2. Amendment 1 would insert new subsection 29(2B) after proposed subsection 29(2A) of the Bill. Proposed subsection 29(2B) would provide that for the avoidance of doubt, a disclosure of information by a public official that contains disclosable conduct is not prevented from being a public interest disclosure only because the disclosure includes other information, and the other information tends to show, or may tend to show, personal work-related conduct (at item 3 of Part 1 of Schedule 1, page 4 (after line 25), after subsection 29(2A)). 3. The protections in the PID Act apply in relation to a 'public interest disclosure', which is defined in section 26 as a disclosure containing information that tends to show one or more instances of disclosable conduct [see, for example, table item 1 of 26(1)(c)]. Disclosable conduct is then defined in section 29. The addition of proposed section 29(2B) will provide greater clarity for users by reflecting the content of the definition of a public interest disclosure next to exclusion of 'personal work-related conduct' from the definition of 'disclosable conduct' in subsection 29(2A). Proposed subsection 29(2B) explicitly recognises that a public interest disclosure may involve information concerning multiple instances or types of disclosable conduct and that other instances of conduct that are part of a disclosure would still be considered a public interest disclosure for the purposes of the PID Act. This is consistent with the Moss Review's views (paragraph 71) that, where a disclosure includes both an element of personal work-related conduct, as well as an element of other wrongdoing, the latter element should remain subject to the PID Act. 4. Amendment 2 would insert new subsection 43(4A) after subsection 43(4) of the Bill to clarify how section 43(4) would apply to an authorised officer where a disclosure contains multiple instances of conduct, including both disclosable conduct and personal work-related conduct. Proposed subsection 43(4A) would provide that for the avoidance of doubt, in considering whether proposed subsection 43(4) applies (see item 11 of Part 2 of Schedule 1), where a disclosure of information includes information that tends to show disclosable conduct, there might be a reasonable basis on which the disclosure could be considered to be an internal disclosure even if the disclosure includes other information, and the other information tends to show personal work-related conduct. 5. The proposed note to Amendment 2 would further make clear that a disclosure may contain multiple instances of conduct, some of which may be considered 'disclosable conduct' for the purposes of the PID Act, while others may not, including if they constitute personal work-related conduct. The proposed note would further provide that paragraph 43(4)(a) does not apply if one or more of the instances of conduct 6
disclosed provides a reasonable basis on which the disclosure could be an internal disclosure under section 26 of the PID Act. This means an authorised officer cannot make a decision not to allocate a disclosure under paragraph 43(4)(a) where a disclosure contains information which tends to show (or may tend to show) at least one instance of disclosable conduct. Rather, the authorised officer must allocate the disclosure for investigation under the PID Act unless satisfied it would be more appropriately investigated under another law or power (paragraph 43(4)(b)). 6. Together, these amendments would provide greater clarity that the exclusion of 'personal work-related conduct' from the definition of disclosable conduct by subsection 29(2A) and section 29A of the Bill would exclude only personal work- related conduct from the PID Act - consistent with recommendations 5 and 6 of the Moss Review. These amendments would make clear that subsection 29(2A) and section 29A would not operate to prevent the allocation or investigation of a disclosure which contains instances of both disclosable conduct and personal work-related conduct. Further, protections provided under the PID Act would continue to apply to public interest disclosures which include one or more instances of disclosable conduct (and otherwise meet the requirements set out in section 26 of the PID Act). Amendment 3--notice requirements on authorised officers 7. Amendment 3 would insert new subparagraph 44A(3)(a)(iii) to the Bill to require an authorised officer to notify a discloser of any other course of action that might be available to them where the disclosure is not allocated under paragraph 43(4)(a) - that is, because the authorised officer is satisfied on reasonable grounds that there is no reasonable basis on which the disclosure could be considered an internal disclosure under the PID Act. 8. This amendment would broadly mirror the existing requirement in paragraph 44(3)(b) of the PID Act to provide that where an authorised officer decides not to allocate a disclosure under new paragraph 44(4)(a), the authorised officer must provide notice to the discloser of, amongst other details, any other courses of action that might be available to them under another law or power. This amendment would ensure that an authorised officer is still required to provide information to the discloser about how else they may take forward their disclosure of wrongdoing, where the authorised officer has decided that there is no reasonable basis on which it could be considered an internal disclosure. 9. This amendment would complement the existing requirement in new section 44A(3)(a)(ii) (see item 11, Part 2 of Schedule 1 of the Bill) for authorised officers to notify a discloser of any action taken or proposed to be taken to refer a disclosure for investigation under another law or power. 7