Commonwealth Consolidated Acts Commonwealth Consolidated Acts(1) A financial services licensee (the providing entity ) must give a person a Financial Services Guide in accordance with this Division if the providing entity provides a financial service to the person (the client ) as a retail client.
(2) This section has effect subject to section 941C.
(3) A person contravenes this subsection if the person contravenes subsection (1).
Note: This subsection is a civil penalty provision (see section 1317E).