Commonwealth Consolidated Regulations

[Index] [Table] [Search] [Search this Regulation] [Notes] [Noteup] [Previous] [Next] [Download] [Help]

CORPORATIONS REGULATIONS 2001 - REG 10.2.120B

Continuation of SIS Regulations during transition period

         (1)   For section 1444 of the Act, this regulation applies in relation to a financial product:

                (a)    to which the SIS Act applied immediately before the FSR commencement; and

               (b)    for which a transition period exists.

         (2)   The following provisions of the SIS Regulations, as in force immediately before the FSR commencement, continue to apply in relation to the financial product:

                (a)    Divisions 2.1 and 2.3;

               (b)    Subdivisions 2.4.1 and 2.4.2;

                (c)    Divisions 2.5, 2.7 and 2.7A;

               (d)    Subdivisions 2.8.1, 2.8.3, 2.8.4 and 2.8.5;

             (da)    regulation 3.10;

                (e)    regulation 4.01;

                (f)    regulation 5.12;

               (g)    regulation 5.15 (other than paragraphs 5.15 (a) and (c));

               (h)    regulations 5.17 and 5.22;

                (i)    regulation 6.17;

                (j)    regulation 6.28;

               (k)    regulation 6.29;

                (l)    subregulation 13.07 (2).

         (3)   Subregulation (2) ceases to apply in relation to the financial product at the end of the transition period for the financial product.



AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback