Commonwealth Consolidated Regulations Commonwealth Consolidated Regulations(1) For section 1444 of the Act, this regulation applies in relation to a regulated principal.
(2) A reference in paragraph (a) of the definition of investment manager in subregulation 8.3.02 (1) of the old Corporations Regulations to the holder of a dealers licence includes a financial services licensee.
(3) A reference in subparagraph 8.3.02 (2) (c) (i) of the old Corporations Regulations to a member of a futures exchange includes a participant of a licensed market for derivatives.
(4) A reference in subparagraph 8.3.02 (2) (c) (i) of the old Corporations Regulations to the business rules of a futures exchange includes the operating rules of a licensed market for derivatives.
(5) A reference in subparagraph 8.3.02 (2) (c) (ii) of the old Corporations Regulations to a member of a futures exchange includes a participant of a licensed market for derivatives.
(6) A reference in subparagraph 8.3.02 (2) (d) (i) of the old Corporations Regulations to a dealers licence includes a financial services licence that authorises the operation of a registered managed investment scheme.
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