Commonwealth Consolidated Regulations

CORPORATIONS REGULATIONS 2001 - REG 10.2.35A

                For subparagraph 1433 (1) (b) (i) of the Act, each of the following is a regulated principal to whom section 1433 of the Act applies:

                (a)    a regulated principal mentioned in item 14 of the table in subregulation 10.2.38 (2);

               (b)    a regulated principal mentioned in item 15 of the table in subregulation 10.2.38 (2).