Commonwealth Consolidated Regulations

[Index] [Table] [Search] [Search this Regulation] [Notes] [Noteup] [Previous] [Next] [Download] [Help]

CORPORATIONS REGULATIONS 2001 - REG 10.2.40A

Need for an Australian financial services licence

         (1)   For section 1444 of the Act, paragraphs 911A (2) (ea), (eb) and (ec) of the Act do not apply in relation to a regulated principal and its regulated activities.

         (2)   For section 1444 of the Act, subparagraphs 7.6.01 (1) (e) (iii) and (iv) and subparagraph 7.6.01 (1) (o) (iv) do not apply in relation to a regulated principal and its regulated activities.

         (4)   This regulation ceases to apply in relation to a regulated principal and its regulated activities at the end of the period of 2 years starting on the FSR commencement.



AustLII: Copyright Policy | Disclaimers | Privacy Policy | Feedback