Commonwealth Consolidated Regulations

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CORPORATIONS REGULATIONS 2001 - REG 7.6.01C

Obligation to cite licence number in documents

         (1)   For subsection 912F (1) of the Act, the following documents are specified:

                (a)    a Financial Services Guide described in Division 2 of Part 7.7 of the Act;

               (b)    a supplementary Financial Services Guide described in Division 2 of Part 7.7 of the Act;

                (c)    a Product Disclosure Statement;

               (d)    a supplementary Product Disclosure Statement;

                (e)    a Statement of Advice described in Division 3 of Part 7.7 of the Act;

                (f)    an application form for an application under section 1016A of the Act;

               (g)    a document containing information required by regulations made under section 1017DA of the Act;

               (h)    a document prepared for section 1017B of the Act, notifying a person of changes and events;

                (i)    a Replacement Product Disclosure Statement.

         (2)   On and after 1 July 2004, for subsection 912F (1) of the Act, a periodic statement under section 1017D of the Act is specified.



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