[Index] [Search] [Download] [Bill] [Help]
2016-2017 THE PARLIAMENT OF THE COMMONWEALTH OF AUSTRALIA SENATE HUMAN RIGHTS LEGISLATION AMENDMENT BILL 2017 SUPPLEMENTARY EXPLANATORY MEMORANDUM Amendments to be Moved on Behalf of the Government (Circulated by authority of the Attorney-General, Senator the Honourable George Brandis QC)Index] [Search] [Download] [Bill] [Help]AMENDMENTS TO THE HUMAN RIGHTS LEGISLATION AMENDMENT BILL 2017 (Government) GENERAL OUTLINE 1. The amendments to the Human Rights Legislation Amendment Bill 2017 ('the Bill') make technical amendments relating to the complaints handling procedures of the Australian Human Rights Commission (the Commission). Complaints handling process 2. The amendments will address technical issues in the Bill to ensure that the Government's policy intention in improving the Commission's complaints handling procedures can be properly implemented and does not impose a disproportionate regulatory or administrative burden on the Commission. The amendments will also ensure that complainants, respondents, and the Commission itself, have a clear understanding of their rights and obligations throughout the complaints handling process. Application provisions 3. The amendments to the Bill's application provisions concerning complaints handling procedures ensure that these items apply not only to complaints which are lodged after the commencement of the Act, but also to complaints on foot at the time of the commencement of the Act. 4. This will ensure that the changes to the Commission's complaints handling procedures made by this Bill will begin from the day the Act commences. 5. These amendments will reduce the administrative burden on the Commission so that it is not required to administer two separate complaints handling procedures concurrently. Parties to a complaint lodged before the Act commences and parties to a complaint lodged after the Act commences will be subject to the same process, with the same procedural fairness requirements, throughout the inquiry and conciliation of their complaints. 6. These amendments will ensure that complainants and respondents are treated fairly and equally no matter when their complaint was lodged, and that unmeritorious complaints lodged prior to the commencement of the Act are not maintained. As the Bill requires the Commission to accord procedural fairness to each party to a complaint, including by appropriate notification of respondents and resolution of complaints in a timely manner, the application of the amendments in the Bill to complaints lodged before and after commencement will be beneficial to both complainants and respondents. 7. These amendments do not retrospectively invalidate any complaint or any decision or procedure instituted by the Commission prior to commencement. They do not affect the legal right of any person to proceed to the court for judicial determination. 2
Outline of amendments Complaints handling procedures Termination of unlawful discrimination complaints and closing human rights and equal opportunity in employment complaints 8. Amendments 1 and 2 remove the discretionary ground to close a human rights or equal opportunity in employment complaint where the Commission is satisfied that there is no reasonable prospect that the complaint will be resolved in favour of the complainant. Where the Commission is of the opinion that there is no reasonable prospect, then the new mandatory ground in Amendment 8 will apply. 9. Amendment 8 changes the language that there is no reasonable prospect that the complaint will be resolved in favour of the complainant by substituting the requirement that there is no reasonable prospect of the matter being settled by conciliation. This better expresses the outcome of the complaints procedures, since complaints are not "resolved in favour" of any party. The existing discretionary ground of no reasonable prospect of conciliation in paragraph 46PH(1)(i) of the Australian Human Rights Commission Act 1986 (the Act) is repealed by Amendment 7. 10. Terminating or closing a complaint on the basis that the President is satisfied that there is no reasonable prospect that the complaint would be resolved in favour of the complainant was a ground considered insufficiently clear to be appropriately implemented by the Commission. Requiring the President to terminate a complaint where he or she is satisfied that there is no reasonable prospect of the matter being settled by conciliation will reflect the intention that the Commission should not further inquire into complaints when it is clear that the complaint cannot be settled to the satisfaction of both parties. To do so would be an improper allocation of resources. Threshold for making a complaint 11. Amendment 3 will clarify that a person making a complaint is only required to set out the details of the alleged acts, omissions or practices as fully as is practicable. Termination prior to inquiry 12. Amendment 4 will remove the requirement that the President have regard to all the matters in section 46PH in coming to the opinion that a complaint should be terminated under proposed paragraph 46PF(1)(b). This provides for a less burdensome application of the test. 13. The words 'having regard to any of the matters referred to in section 46PH' in proposed paragraph 46PF(1)(b) were considered duplicative given the proposed insertion of paragraph 46PF(1)(a) by Item 31 in the Bill. 14. As section 46PH (as amended) will specify the relevant grounds upon which a complaint must or may be terminated, the President would have already apprised him or herself of the possible basis upon which a complaint could be terminated. Notification requirements 3
15. Amendment 5 will clarify the requirements for the President to notify: - respondents - persons against whom adverse allegations have been made and - other individuals of a complaint. Amendment 5 will omit subsections 46PF(7), (8) and (9) as inserted by Item 36 and substitute new subsections 46PF(7), (8) and (9). 16. Proposed subsections 46PF(7) and (8) will clarify that the President is not required to notify a respondent, a person against whom an adverse allegation is made or a person who is likely to be able to provide information relevant to the complaint until the President has decided to inquire into the complaint under section 46PF(1), as introduced by Item 31 of the Bill. This will also ensure that the Commission is not required to notify respondents to complaints which have been withdrawn prior to the initial consideration by the President. This will reduce unnecessary stress on respondents in respect of whom complaints have been made when inquiries into these complaints will not occur, because the complaint has been terminated without inquiry. Subsection 46PF(8) clarifies that this notification must occur as soon as the relevant decision or amendment of the complaint is made, or the President's opinion arises. 17. Proposed paragraph 46PF(7)(c) will clarify that the President is only required to notify a person against whom an adverse allegation is made of the adverse allegation itself, rather than of the complaint. This will ensure that people are made aware of the specific allegations against them, rather than all of the details of the complaint. In some cases, the complaint may contain information which is irrelevant to the adverse allegation made against an individual. This will also protect the privacy of complainants and respondents where the complaint is not relevant to the adverse allegation made. 18. Proposed paragraph 46PF(7)(c) will also insert a new exemption to the requirement for the President to notify persons who are the subject of adverse allegations. The President is not required to notify the complaint to a person where the President is satisfied that it is not practicable to do so. This will ensure that the President is not required to notify persons who, for example, form part of a large class that an allegation is directed towards, such as all members of the judiciary. 19. Proposed subsection 46PF(9) will define 'adverse allegation' as an allegation of unlawful discrimination. This will ensure that the Commission is only required to notify persons against whom allegations of unlawful discrimination are made, and is not required to notify persons against whom allegations of other conduct are made. It would be inappropriate for the Commission to have to notify persons who are the subject to other allegations, such as an allegation of breach of contract. 20. Notification as required under these provisions will need to occur as soon as the President has decided to inquire into a complaint, as soon as a complaint has been amended or as soon as the President forms the opinion that a person is the subject of an adverse allegation, as the case may be. This will prevent the situation occurring where respondents, or persons against whom adverse allegations are made, are not notified of them for a period of time. 4
Enforceability of the President's duty to act fairly and expeditiously 21. Amendment 6 will clarify that no legal rights will flow from a failure by the President to resolve complaints in accordance with his or her duty to act fairly and expeditiously in new subsections 46PF(6) and (10) respectively, other than a legally enforceable obligation to observe the rules of natural justice. 22. This will replicate the provisions relating to the duty to act fairly and expeditiously in relation to human rights and equal opportunity in employment complaints in Items 10 and 15 of the Bill respectively and ensure consistency across the Bill. Leave of the court 23. Amendments 9 and 10 will broaden the exemptions to the requirement for an applicant to seek the leave of the Federal Court or the Federal Circuit Court to make an application alleging unlawful discrimination. These amendments will provide that applicants whose complaints have been terminated on the basis that there is no reasonable prospect of the matter being settled by conciliation will not be required to seek the leave of the Federal Court or the Federal Circuit Court. 24. These amendments will reflect that termination on the basis of no reasonable prospect of conciliation does not reflect the merit of the complaint. As such, these amendments will ensure that there are not additional barriers for meritorious complaints to access the Federal Court or the Federal Circuit Court. Costs 25. Amendment 11 will broaden the discretion for the Federal Court or the Federal Circuit Court to consider rejected settlement offers. Amendment 11 specifies that the court may consider rejected settlement offers made by both respondents and applicants, rather than solely offers made by respondents. This will ensure that neither party may obstruct the resolution of a complaint or an application to the court without the potential consequence of costs being awarded against them. Application provisions 26. Amendment 12 will provide for the application of two sets of items in the Bill: - items relating to the making of complaints; and - items relating to the handling of complaints. 27. As a general rule, items in the Bill relating to the making of complaints to the Commission will apply in relation to complaints lodged after commencement of the Act. This will ensure that there is no risk that complaints that have already been made to the Commission are retrospectively invalidated because they would not satisfy the requirements (as amended by the Bill) for lodging a complaint. 28. Amendments relating to the handling of complaints will apply to complaints currently before the Commission. The proposed Government amendments will also contain a number of transitional provisions to ensure that, among other issues, complaints or procedures 5
currently on foot are not retrospectively invalidated because the relevant provisions have now been repealed and replaced (such as provisions regarding compulsory conferences). FINANCIAL IMPACT 29. The amendments will have a nil or insignificant financial impact on Commonwealth Government departments and agencies. 6
STATEMENT OF COMPATIBILITY WITH HUMAN RIGHTS Human Rights Legislation Amendment Bill 2017 30. The amendments to the Bill are compatible with the human rights and freedoms recognised or declared in the international instruments listed in section 3 of the Human Rights (Parliamentary Scrutiny) Act 2011. Overview of the Bill 31. The amendments amend provisions in the Human Rights Legislation Amendment Bill 2017 (the Bill) relating to the complaints handling procedures of the Australian Human Rights Commission (the Commission). Complaints handling procedures 32. The amendments address technical issues in the Human Rights Legislation Amendment Bill (the Bill). 33. The amendments: - replace the term 'resolved in favour of the complainant' with 'settled by conciliation' in the mandatory ground for termination of unlawful discrimination complaints (Amendments 7 and 8) - remove the discretionary grounds for closing human rights and equal opportunity complaints where the President is satisfied that there is no reasonable prospect that the complaint will be resolved in favour of the complainant (Amendments 1 and 2) - clarify that a potential complainant is only required to set out the details of an alleged, act, omission or practice as fully as practicable (Amendment 3) - clarify that the President's duties to act fairly and use best endeavors to finalise complaints within 12 months are not enforceable in court, save for the legally enforceable obligation to observe the rules of natural justice (Amendment 6) - clarify that the President's duty to notify: o a respondent o any person other than the respondent who is the subject of an adverse allegation, or o any person who is likely to be able to provide information relevant to the complaint - only arises as soon as the President has decided to inquire into a complaint in accordance with subsection 46P(1) (Amendment 5) 7
- remove the requirement that the President is required to have regard to all of the matters in section 46PH in coming to the opinion that a complaint should be terminated under subsection 46PF(1) (Amendment 4) - provide greater specificity to the requirement to notify a complaint to a person who is the subject of an adverse allegation, including by: o providing that the adverse allegation must be an allegation of unlawful discrimination o exempting notification where it is not practicable to do so; and - requiring the President only to notify that person of the allegation itself, rather than of the complaint (Amendment 5) - remove the requirement for complaints terminated by reason that there was no reasonable prospect of the matter being settled by conciliation to seek leave of the court to make an application under section 46PO (Amendments 9 and 10); and - ensure that the Federal Courts can consider rejected settlement offers by both applicants and respondents when determining whether to make a costs order (Amendment 11) Application provisions 34. Amendment 12 provides for the application of two sets of items in the Bill: ï€- items relating to the making of complaints; and ï€- items relating to the handling of complaints. 35. As a general rule, items in the Bill relating to the making of complaints to the Commission will apply in relation to complaints lodged after commencement of the Act. This will ensure that there is no risk that complaints that have already been made to the Commission are retrospectively invalidated because they would not satisfy the requirements (as amended by the Bill) for lodging a complaint. 36. Amendments relating to the handling of complaints will apply to complaints made to the Commission before or after commencement of the Act. In the context of discretionary tabling of human rights and equal opportunity in employment reports, the amendments will apply to inquiries that are completed before or after the commencement of the Act. 37. The proposed Government amendments will also contain a number of transitional provisions to ensure that, among other issues, complaints or procedures currently on foot are not retrospectively invalidated because the relevant provisions have now been repealed and replaced (such as provisions regarding compulsory conferences). 8
Human rights implications 38. The amendments to the provisions relating to complaints handling procedures in the Bill engage the following rights and freedoms: ï€- the right to an effective remedy; and ï€- the right to a fair hearing. Right to a fair hearing 39. Article 2(3) of the International Covenant on Civil and Political Rights (ICCPR) requires States Parties to ensure that, where a person's rights or freedoms under the ICCPR are violated, they have access to an effective and enforceable remedy determined by competent judicial, administrative or legislative authorities. Similarly, Article 6 of the Convention on the Elimination of All Forms of Racial Discrimination (CERD) provides that effective protection and remedies should be available through a national tribunal or other State institution against any acts of racial discrimination which violate a person's human rights or fundamental freedoms under the CERD. 40. The right to an effective remedy encompasses an obligation to ensure human rights abuses, including discrimination, are addressed and to provide appropriate reparation to victims. Examples of reparation include compensation, restitution, rehabilitation, public apologies, guarantees of non-repetition and changes in relevant laws and practices. The Commission's complaints handling process provides for a number of remedies for individuals who have been the subject of unlawful discrimination in accordance with the Racial Discrimination Act 1975, the Sex Discrimination Act 1984, the Disability Discrimination Act 1992 and the Age Discrimination Act 2004. The Commission's conciliation function allows complainants and respondents to mutually agree to appropriate remedies for the relevant conduct. Examples of outcomes previously conciliated by the Commission include apologies, monetary compensation and systemic changes, such as changes to employment policies or anti-discrimination training. The proposed amendments will not limit the ability of individuals who have been subject to unlawful discrimination to seek these remedies. 41. The amendments in the Bill requiring complainants to seek leave of the Courts to make an application alleging unlawful discrimination in certain circumstances do not limit the right to an effective remedy. In the event that a complaint is terminated by the Commission, the complainant may apply to the courts for an enforceable remedy. These amendments broaden the grounds of termination under which an applicant is not required to seek the leave of the court under the Bill. Amendments 9 and 10 provide that applicants whose complaint was terminated on the basis that there was no reasonable prospect that the matter would be settled by conciliation are not required to seek leave of the courts to make an application alleging unlawful discrimination. 42. These amendments do not limit access to an effective and enforceable remedy for persons whose rights to equality and non-discrimination under article 26 of the ICCPR have been violated. Access to an effective and enforceable remedy is maintained through the Commission's inquiry and conciliation function and the courts ability to make a determination. The amendments to the application provisions do not retrospectively invalidate any complaint lodged to the Commission, any procedure already initiated by the Commission or any application to the Federal Court or Federal Circuit Court. 9
Right to a fair hearing 43. Article 14 of the ICCPR provides that all people are to be equal before courts and tribunals and that everyone, in the determination of rights and obligations in civil proceedings, is entitled to a fair and public hearing by a competent, independent and impartial tribunal established by law. 44. The amendment in the Bill requiring complainants to seek leave of the courts to make an application alleging unlawful discrimination in certain circumstances does not limit the right to an effective remedy. In the event that a complaint is terminated by the Commission, the complainant may apply to the courts for a determination of their rights and obligations regarding the alleged unlawful discrimination. These amendments broaden the grounds of termination under which an applicant is not required to seek the leave of the court under the Bill. Amendments 9 and 10 provide that applicants whose complaint was terminated on the basis that there was no reasonable prospect that the matter would be settled by conciliation are not required to seek leave of the courts to make an application alleging unlawful discrimination. 45. These amendments which require complainants to seek leave of the Federal Court and Federal Circuit Court from the date of commencement to make an application alleging unlawful discrimination in certain circumstances does not limit the right to an effective remedy. In the event that a complaint is terminated by the Commission, the complainant may apply to the Courts for a determination of their rights and obligations regarding the alleged unlawful discrimination. Conclusion 46. The amendments are compatible with human rights because they do not limit the rights to effective remedy and fair hearing. 10
NOTES ON AMENDMENTS Amendment 1: Schedule 2, item 9, page 5 (lines 23 to 25) 47. Amendment 1 omits the discretionary ground for closing human rights complaints where the Commission is of the opinion that there is no reasonable prospect that the complaint will be resolved in favour of the complainant or complainants, as introduced in subparagraph 20(2)(c)(iia) in Item 9 of the Bill. 48. The discretionary ground of closing human rights complaints where the Commission is satisfied that there is no reasonable prospect of the matter being settled by conciliation will be maintained in Item 9. This will ensure that complaints which the Commission is satisfied cannot be settled to the satisfaction of both parties are not subject to further inquiry. Amendment 2: Schedule 2, item 14, page 7 (lines 3 to 5) 49. Amendment 2 omits the discretionary ground for closing equal opportunity in employment complaints where the Commission is of the opinion that there is no reasonable prospect that the complaint will be resolved in favour of the complainant or complainants, as introduced in subparagraph 32(3)(c)(iia) in Item 14 of the Bill. 50. The discretionary ground for closing equal opportunity in employment complaints where the Commission is satisfied that there is no reasonable prospect of the matter being settled by conciliation will be maintained in Item 14. This will ensure that complaints which the Commission is satisfied cannot be settled to the satisfaction of both parties are not subject to further inquiry. Amendment 3: Schedule 2, item 27, page 9 (line 29) 51. Amendment 3 amends subsection 46P(1A) as inserted by Item 27 of the Bill. 52. Subsection 46P(1A) provides that in order to make a valid complaint, the complaint must set 'the details of the alleged acts, omissions or practices'. Amendment 3 clarifies that a person making a complaint is only required to set out the details of the alleged acts, omissions or practices as fully as practicable. Amendment 4: Schedule 2, item 31, page 10 (lines 14 and 15) 53. Amendment 4 amends paragraph 46PF(1)(b) as inserted by Item 31 of the Bill. Item 31 requires the President of the Commission to consider whether a complaint should be terminated under the grounds of termination in section 46PH of the AHRC Act before starting to inquire into a complaint. 54. Amendment 4 addresses duplicative language by omitting the requirement that the President have regard to the matters in section 46PH in coming to the opinion that a complaint should be terminated under proposed paragraph 46PF(1)(b). The President must have regard to the matters in section 46PH when considering whether to inquire into the complaint under paragraph 46PF(1)(a). 11
Amendment 5: Schedule 2, item 36, page 11 (lines 12 to 26) 55. Proposed subsection 46PF(7) requires the President to notify specified persons if the President has decided to inquire into a complaint under section 46PF(1). 56. Proposed paragraph 46PF(7)(a) requires the President to notify the complaint to the respondent, unless the President is satisfied that notification would be likely to prejudice the safety of a person. 57. Proposed paragraph 46PF(7)(b) requires that, if a complaint is amended under subsection 46PF(3) by adding a respondent, the President must notify the complaint to that respondent, unless the President is satisfied that notification would be likely to prejudice the safety of a person. 58. Proposed paragraph 46PF(7)(c) requires the President to notify any person, other than the respondent, who is the subject of an adverse allegation arising from the complaint of the adverse allegation. Paragraph 46PF(7)(c) will clarify that the President is only required to notify a person against whom an adverse allegation is made of the adverse allegation itself, rather than of the complaint. Paragraph 46PF(7)(c) will also contain a new exemption to the requirement for the President to notify persons who are the subject of adverse allegations. The President is not required to notify the complaint to a person where the President is satisfied that it is not practicable to do so. This is in addition to the exemption where notification would be likely to prejudice the safety of a person. 59. Proposed paragraph 46PF(7)(d) provides the President with discretion to notify the complaint to any person who, in the opinion of the President, is likely to be able to provide information relevant to the complaint. 60. Proposed subsection 46PF(8) specifies the requirements as to when the President must notify a respondent, additional respondent or person who is the subject of an adverse allegation. 61. Proposed paragraph 46PF(8)(a) specifies that the President must notify a respondent as soon as the President has decided to inquire into the complaint under section 46PF(1). 62. Proposed paragraph 46PF(8)(b) specifies that the President must notify an additional respondent to a complaint as soon as the complaint has been amended under subsection 46PF(3). 63. Proposed paragraph 46PF(8)(c) specifies that the President is required to notify a person who is the subject of an adverse allegation arising from the complaint as soon as the President forms the opinion that the person is the subject of an adverse allegation. 64. Proposed subsection 46PF(9) defines 'adverse allegation' for the purposes of subsections 46PF(7) and (8). Subsection 46PF(9) defines 'adverse allegation' as an allegation of unlawful discrimination. This will ensure that the Commission is only required to notify persons against whom allegations of unlawful discrimination are made, and is not required to notify persons against whom allegations of other conduct are made. 12
Amendment 6: Schedule 2, item 36, page 12 (after line 3), after subsection (10) 65. Amendment 6 inserts new subsections 46PF(11) and 46PF(12) which clarify that no legal rights will flow from a failure by the President to resolve complaints in accordance with his or her duty to act fairly and expeditiously in subsections 46PF(6) and (10) respectively, as introduced by Item 36 of the Bill, other than a legally enforceable obligation to observe the rules of natural justice. 66. This will replicate the provisions relating to the duty to act fairly and expeditiously in relation to human rights and equal opportunity in employment complaints in Items 10 and 15 of the Bill respectively. Amendment 7: Schedule 2, page 12 (after line 19), after item 41 67. Amendment 7 repeals the current discretionary ground of termination for unlawful discrimination complaints where the President is satisfied that there is no reasonable prospect of the matter being settled by conciliation under paragraph 46PH(1)(i) of the Act. This ground of termination is introduced as a mandatory ground of termination by Amendment 8. Amendment 8: Schedule 2, item 43, page 13 (lines 6 and 7) 68. Amendment 8 omits the mandatory ground of termination for unlawful discrimination complaints where the President is of the opinion that there is no reasonable prospect that the complaint will be resolved in favour of the complainant or complainants, as introduced by paragraph 46PH(1B)(b) in Item 43 of the Bill. 69. Amendment 8 introduces a new paragraph 46PH(1B)(b) which requires the President terminate a complaint if the President is satisfied that there is no reasonable prospect of the matter being settled by conciliation. This substitutes the current discretionary ground of termination under paragraph 46PH(1)(i) of the Act which is repealed by Amendment 7. Amendment 9: Schedule 2, item 53, page 16 (line 21) 70. Amendment 9 is consequential to Amendment 10. Amendment 9 omits '46PH(1)(h).' from paragraph 46PO(3A)(b) and substitutes '46PH(1)(h); or'. Amendment 10: Schedule 2, item 53, page 16 (after line 21), 71. Amendment 10 inserts a new paragraph in subsection 46PO(3A) as introduced by Item 53 of the Bill. New paragraph 46PO(3A)(c) provides that complaints which are terminated under paragraph 46PH(1B)(b) as introduced by Amendment 8, will not be required to seek leave of the court to make an application alleging unlawful discrimination. Amendment 11: Schedule 2, item 57, page 17 (line 11) 72. Amendment 11 amends paragraph 46PSA(b) as introduced by Item 57 of the Bill. Amendment 11 omits 'the respondent' from paragraph 46PSA(b) and substitutes 'an applicant or respondent'. This will provide the court, or a judge of the court, with the ability to have regard to settlement offers made by both applicants and respondents, which were later rejected, in deciding whether to award costs in the proceedings. 13
Amendment 12: Schedule 2, item 58, page 17 (line 22) to page 19 (line 3) 73. The amendments replace the current application provisions in Item 58 of the Bill. Item 58 Functions relating to human rights and equal opportunity in employment 74. Clause (1) provides for the application of amendments made by Items 9 and 14 relating to new discretionary grounds of termination for inquiries arising out of human rights and equal opportunity in employment complaints. These amendments will apply to complaints made before or after the commencement of the Act (the day after Royal Assent). 75. Clause (2) provides for the application of subsection 20(10) as amended by the Act. This amendment introduces an obligation for the Commission to act expeditiously in dealing with a human rights complaint and to use its best endeavours to finish dealing with the complaint within 12 months. This amendment applies to a complaint made after the commencement of the Act (the day after Royal Assent). The application of this amendment in relation to pre-commencement complaints is provided for by Item 58A. 76. Clause (3) provides for the application of subsection 32(5) as amended by the Act. This amendment introduces an obligation for the Commission to act expeditiously in dealing with an equal opportunity in employment complaint and use its best endeavours to finish dealing with the complaint within 12 months. This amendment applies to a complaint made after the commencement of the Act (the day after Royal Assent). The application of this amendment in relation to pre-commencement complaints is provided for by Item 58A. 77. Items 6 and 12 repeal and replace paragraphs 11(1)(f) and 31(b) to remove the mandatory duty to provide a report to the Minister in relation to human rights inquiries and equal opportunity in employment inquiries respectively. Clause (4) provides that the amendments made by Items 6 and 12 do not affect the continuity of an inquiry that began before commencement or an endeavour, by conciliation, to effect a settlement of the matters that gave rise to an inquiry that began before commencement of the Act (the day after Royal Assent). This will ensure that inquiries and conciliations conducted under paragraphs 11(1)(f) and 31(b) are not retrospectively invalidated. 78. Clause (5) provides for the application of section 20A as introduced by the Act. Section 20A is introduced by Item 11 and replaces the mandatory duty to report to the Minister with discretion to report to the Minister regarding human rights inquiries. The President's discretion to report to the Minister will apply to a human rights inquiry that was completed before or after the commencement of the Act (the day after Royal Assent). 79. Clause (6) provides for the application of section 32A as introduced by the Act. Section 20A is introduced by Item 16 and replaces the mandatory duty to report to the Minister with discretion to report to the Minister regarding equal opportunity in employment inquiries. The President's discretion to report to the Minister will apply to an equal opportunity in employment inquiry that was completed before or after the commencement of the Act (the day after Royal Assent). 14
Complaints relating to unlawful discrimination 80. Clause (7) provides for the application of amendments made by Item 36 (except so far as that item inserts subsection 46PF(10)) and Items 37, 39, 41, 41A, 41B, 42-46 and 48. These items relate to the handling of complaints by the Commission, including the duty of the President to act fairly and notify respondents and other persons, and the introduction of new discretionary and mandatory grounds of termination. This does not include Item 36 so far as it inserts the duty of the President to act expeditiously under new subsection 46PF(10). These amendments will apply to a complaint lodged before or after the commencement of the Act (the day after Royal Assent). 81. Item 39 reduces the discretionary ground of termination for out of time complaints from 12 months to six months. Clause (7) provides that this ground of termination will apply to complaints lodged before or after the commencement of the Act. As this ground of termination is discretionary, it will not require that complaints lodged between 6 and 12 months of the conduct prior to commencement be terminated. It will also not require the termination of complaints which have not yet been lodged where the conduct occurred between 6 and 12 months prior to lodgement. Rather, the President must exercise his or her discretion to terminate such complaints in a manner consistent with the principles of procedural fairness. If a complaint is terminated under this ground, the complainant maintains the ability to apply to the Federal Court or the Federal Circuit Court or judicial determination of the alleged acts, omissions or practices. 82. Clause (8) provides for the application of subsection 46PF(10) as introduced by the Act. Subsection 46PF(10) is introduced by Item 36 and introduces a duty for the President to act expeditiously in dealing with a complaint and to use the President's best endeavours to finish dealing with the complaint within 12 months. This amendment will apply to complaints lodged after the commencement of the Act (the day after Royal Assent). The application of this amendment in relation to pre-commencement complaints is provided for by Item 58A. 83. Clause (9) clarifies the application of subsection 46PH(1C), as introduced by Item 43, to complaints lodged before the commencement of the Act. Subsection 46PH(1C) introduces a mandatory ground of termination if the President is satisfied that there would be no reasonable prospect that the Federal Court or the Federal Circuit Court would be satisfied that the alleged acts, omissions or practices are unlawful discrimination. Clause (9) specifies that subsection 46PH(1C) has effect in relation to a complaint lodged pre-commencement as if 'the alleged acts, omissions or practices are' were omitted and substituted with 'the alleged unlawful discrimination is'. This will ensure that complaints which are lodged under the section 46P, which uses the terminology of 'alleged unlawful discrimination' are able to be terminated under this ground. 84. Clause (10) provides for the application of amendments made by Item 49 (except so far as that item inserts section 46PKA) and Items 50 and 51. Item 49 repeals and replaces existing sections 46PJ and 46PK to broaden the application of legislative proscriptions regarding compulsory conciliation conferences to include voluntary conciliation conferences. Items 50 and 51 are consequential to Item 49. These amendments will apply to a complaint lodged after commencement or a complaint lodged before the commencement of this Act, so long as the President did not decide, before the commencement of this Act, to hold a conference for the purpose of attempting to conciliate the complaint. This will ensure that 15
compulsory conferences currently on foot are not invalidated by reason of the repeal of existing sections 46PJ and 46PK. 85. Clause (11) provides for the application of section 46PKA as introduced by the Act. Section 46PKA is introduced by Item 49 and provides that anything said or done in the course of conciliating a complaint is not admissible in evidence in any proceedings relating to the alleged acts, omissions or practices. Clause (11) provides that section 46PKA applies in relation to anything said or done by a person after the commencement of this item. 86. Clause (12) provides for the application of amendments made by Items 1, 2, 27, 28, 32, 33, 35, 38 and 40. Item 27 raises the threshold for lodging complaints with the Commission, and Items 1, 2, 28, 32, 33, 35, 38 and 40 are consequential to Item 27. These amendments will apply in relation to complaints lodged after the commencement of the Act (the day after Royal Assent). This will ensure that complaints already lodged are not retrospectively invalidated. 87. Clause (13) provides for the application of amendments made by Item 31. Item 31 introduces a requirement for the President to consider whether a complaint should be terminated prior to inquiring into the complaint. This amendment will apply to a complaint lodged after commencement of this Act or a complaint lodged before the commencement of this Act so long as the President did not start to inquire into the complaint before the commencement of this Act. This will ensure that the President is not required to re-examine all complaints which are already the subject of inquiry. 88. Clause (14) provides for the application of amendments made by Items 30 and 47. These amendments require the President to include a statement regarding the costs jurisdiction of the Federal Court or the Federal Circuit Court in a notice of termination. These amendments will apply to a notice given after the commencement of this Act (the day after Royal Assent). This will ensure that notices given prior to commencement are not retrospectively invalidated. 89. Clause (15) provides for the application of amendments made by Items 53 and 57. Item 53 introduces a requirement for the Federal Court or Federal Circuit Court to grant leave to make an application alleging unlawful discrimination. Item 57 provides that the court may, in exercising its discretion to award costs in an unlawful discrimination proceeding, consider previous rejected offers to settle the matter. These amendments apply in relation to an application made to the Federal Court or the Federal Circuit Court under section 46PO after the commencement of this Act (the day after Royal Assent). Item 58A Functions relating to human rights and equal opportunity 90. Clause (1) provides for the application of subsections 20(10) and 32(5) to pre-commencement complaints. 91. Clause (1) provides that if a complaint was made under paragraph 20(1)(b) relating to human rights inquiries or paragraph 32(1)(b) relating to equal opportunity in employment inquiries before the commencement of the Act, the Commission must accept expeditiously in dealing with the complaint and must use the Commission's best endeavours to finish dealing with the complaint within 12 months after the commencement of the Act. 16
92. Clause (2) provides that this requirement does not impose a duty on the Commission that is enforceable in court. This is consistent with subsection 20(11) in Item 10 and subsection 32(6) in Item 15. Complaints relating to unlawful discrimination 93. Clauses (3) and (4) provides for the application of subsections 46PF(10) to pre-commencement complaints. 94. Clause (3) provides that if a complaint was lodged under section 46P and referred to the President under section 46PD, the President must, having regard to the nature of the complaint and the needs of the complainants and respondents, act expeditiously in dealing with the complaint and must use the President's best endeavours to finish dealing with the complaint within 12 months after the commencement of the Act. 95. Clause (4) provides that this requirement does not impose a duty on the Commission that is enforceable in court. This is consistent with Amendment 6. 96. Clauses (5) and (6) provide for the application of the notification requirements in Amendment 5 to complaints lodged before the commencement of the Act. 97. Clause (5) requires that, if the President had decided to inquire into a complaint lodged before the commencement of the Act and had not finished dealing with the complaint before commencement, the President is required to notify specified people. 98. Subclause (5)(e) requires that if the President did not notify the complaint to the respondent prior to commencement, the President must notify the complaint to the respondent as soon as the Act commences, unless the President is satisfied that notification would be likely to prejudice the safety of a person. 99. Subclause (5)(f) requires that if a complaint was amended by adding a respondent under subsection 46PF(3) of the Act and the President did not notify that respondent prior to commencement, the President must notify the complaint to that respondent as soon as the Act commences, unless the President is satisfied that notification would be likely to prejudice the safety of a person. 100. Subclause (5)(g) requires that if any person is the subject of an adverse allegation arising from the complaint and the President did not notify that person prior to commencement, the President must notify that person of the adverse allegation as soon as the Act commences, unless the President is satisfied that notification would be likely to prejudice the safety of a person or it is not practicable to do so. 101. Subclause (5)(h) requires that if there is a person who, in the opinion of the President, is likely to be able to provide information relevant to the complaint, and the President did not notify that person prior to commencement, the President may notify the complaint to that person. 102. Clause (6) defines 'adverse allegation' for the purpose of these requirements as an allegation of unlawful discrimination 17